Program Chair(s)

Jacqueline Shinfield

Partner, Blake, Cassels & Graydon LLP

Joann Sochor

AVP, Corporate Compliance, Sun Life

Are you on top of the rapidly evolving regulatory and risk management landscape?

The must-attend event for the financial services sector – get unparalleled access to interact with major regulators, industry associations and thought leaders, including: OSFI, FCAC, CCIR, FSRA, AMF, IIROC, OSC/CSA, and MFDA.

Get timely and critical guidance at the must-attend event for the financial services sector for unparalleled access to learn from your industry peers and from major regulators, industry associations and leaders and recalibrate your organization’s coordination strategies to adapt to shifting priorities and global impacts.

This intensive, one-day update will equip you with crucial regulatory and industry updates, forecasts and evolving expectations. Industry leaders will provide practical guidance and tactical insights to manage key legal and operational risks and emerging trends, implement forward-looking corporate values and drive your organization’s coordination strategies to the next level.

What You’ll Learn

Critical updates by major regulators and industry associations for Canada’s financial services sector, including pandemic-related impacts, focused on:

  • Banking
  • Securities/investment firms
  • Insurance companies

Regulators’ tips for preparing your organization to adapt to key regulatory changes and evolving expectations

Regulators’ forecasts and insights to prepare your organization for progress within the shifting regulatory framework and anticipated changes, with a focus on key compliance impacts

Insights to ready your organization for the future and ongoing uncertainty

Tips for improving your organization’s compliance and risk management efforts with a focus on cybersecurity, consumer consent, portability rights and interoperability obligations, and the strengthening of regulators’ powers and ability to collaborate

Techniques to help you effectively navigate emerging industry issues, risks and trends, including pandemic-related impacts

  • Data, privacy and cybersecurity obligations – including Digital Charter principles impacting compliance
  • Optimizing crucial operational and legal risk management elements in the current climate
  • Driving corporate values while satisfying regulators’ greater focus on ethical standards and integrity culture
  • Applying behavioural economics lessons and insights within your organization
  • Exploring current and emerging technologies and digital solutions to help foster innovation for your organization and customers and meet regulators’ approval

Strategies for implementing procedural and process-based changes involving judgement-based assessments of business conduct, ethics, and culture to improve your compliance program

Want a deeper dive to elevate your compliance and risk management skills?

Register for this program and the Osgoode Certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions as a discounted bundle *
* bundle price available until January 27, 2022

David Parkatti

Chief Compliance Risk Officer, CWB Financial Group

“Very good breadth of content with opportunities for deeper discussion, personal insights from the regulators on their own teams’ adjustments to working at home, and privacy insights in the wake of COVID and the Digital Charter. Given this session was a fully virtual experience, the facilitators and speakers did a good job of making the day engaging.”

Who Should Attend

Compliance professionals and officers

Risk, governance and quality assurance professionals and officers

Government professionals working with financial services organizations or regulators

Privacy professionals and officers

Operations risk managers

Banking professionals

Portfolio managers, fund managers and securities dealers

Insurance professionals

In-house counsel involved with financial institutions

Lawyers in private practice who advise financial institutions

Anyone interested in a career or a role in compliance for financial services

Faculty

Program Chairs

Jacqueline Shinfield

Partner, Blake, Cassels & Graydon LLP

Joann Sochor

AVP, Corporate Compliance, Sun Life

Advisory Board

Jasmin Jabri

Compliance Executive

John Lewsen

Retired Insurance Chief Compliance Officer

Katherine Macpherson

Associate Partner and Canadian Leader, Non-Financial Risk, Ernst & Young LLP

Geoffrey Ritchie

General Counsel & Corporate Secretary, Mawer Investment Management Inc.

Instructors

Register

Apr 26, 2022

$795 + HST

Time

Apr 26, 2022
9:00 am – 5:00 pm

Jan 27, 2022

Special Bundle rate: Regulatory Compliance + 2022 Regulatory Compliance Certificate.

$4,795 + Tax

Time

Jan 27, 2022

Jun 15, 2022

$795 + HST

Time

Jun 15, 2022
9:00 am – 5:00 pm

Jan 27, 2022

Special Bundle rate: Online Replay Regulatory Compliance + 2022 Regulatory Compliance Certificate.

$4,795 + HST

Time

Jan 27, 2022

Printable registration form

If a downloadable form is required, please contact osgoodepd@osgoode.yorku.ca.

“Do you offer financial assistance?”

Yes, we do! As law evolves, we know how important it is to stay up to date. We also understand the financial implications of continuously upgrading your professional skills and knowledge.

CPD and Accreditation

OsgoodePD is an accredited provider with the LSO, the Law Society of BC and NY CLE Board. Select your location to view the eligible hours you may claim.

CPD Hours
Format
Contact us for inquiries about other provinces.
Professionalism1h
Substantive5h 40m
EDI20m
Total7h

Are you reporting hours from a previous date?

View our CPD & Accreditation page to see previously calculated hours for this course.

Other Eligible CPD/MCLE hours:

This program is approved for LAWPRO Risk Management Credit

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The Osgoode Certificate

Stay competitive with deep dives into the most critical issues in law. Taught by leading experts and designed for flexible learning, choose from multi-day programs or take courses at your own pace to build towards a certificate.

Certificate:

Regulatory Compliance and Legal Risk Management for Financial Institutions

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Blockchain Law

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Securities Law and Practice

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Frequently Asked Questions

Client and Technical Support

Have questions? Get advice in person, by email or over the phone.

Program content questions

Alexandra Karacsony, Program Lawyer
AKaracsony@osgoode.yorku.ca

Online Technical Requirements

To ensure you do not encounter any issues that will impact or limit your learning experience, please review the following information.