This course is required for students in the Securities Law LLM program who have not had practical or regulator training as securities lawyers in Canada. It will provide a securities regulatory foundation for the study of the types of products and transactions used in the capital markets and the regulation thereof. It will provide this foundation starting with an overview of corporate finance and its regulation in Canada and then looking at the core ways in which investment opportunities are offered and purchased. It will also provide an introduction to the regulatory process used the by securities regulators for potential violations.
Anti-requisite: LAW 6118 - Foundations of Securities Law
Video conference only
Course Section: M
Enrolled in a full-time or part-time LLM program?
Apply via the application form in your email.
Are you a current or incoming graduate student at OsgoodePD? if you’d like to take this course, follow the instructions during your course selection period. For more information, contact your program assistant.
Looking to take a single course?
Take up to 12 credits as a non-degree student through Single Course Enrollment (SCE) and apply your credits to a future LLM degree.
Tuition and fees
Please note that the tuition/fees displayed here are subject to change, and may vary depending on your entry term.
Students are also subject to supplementary fees including health benefits. Find out more about supplementary fees here.
How to Apply
Some courses are available to students not enrolled in full- or part-time LLMs by following the steps below.
Create Your OsgoodePD Applicant Profile
Create an applicant profile in our online application portal. This portal allows us to gather your information, transcripts, and other documents electronically. You will receive an email with directions outlining how to create a new password for your application, along with a link to access the application.
Upload Application Documents
The following documents are required:
- Copy of JD/LLB Transcripts
- Copy of Current NCA Assessment (if applicable)
- Proof of Language Proficiency (if applicable)
For more information, see our Application Documents to Upload section.
Pay and Submit
Once your application is completed, you will be required to pay a non-refundable $50CAD application fee.
Wait for Review
Decisions are issued approximately two weeks after the application deadline.
For the Winter 2021 intake, the deadline for application for Single LLM Courses is July 26, 2020. Applications for Summer 2021 will open December 2020.
Frequently Asked Questions
Client and Technical Support
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*Professional LLM courses may be eligible for CPD/MCLE credits in other Canadian jurisdictions. To inquire about credit eligibility, please email email@example.com