Program Chair(s)

Andrew Foley

Paul, Weiss, Rifkind, Wharton & Garrison LLP (New York)

This one-day program provides an in-depth overview of U.S. securities law and is a must-attend program for Canadian securities professionals.

Don’t rely on picking up U.S. regulatory requirements on a piecemeal “as-needed” basis. Get a comprehensive and up-to-date foundation in the key issues in U.S. securities law.

Leading U.S. and Canadian securities law experts will deliver practical information and explore key issues in American securities law. This is a rare opportunity to learn from top U.S. and cross-border securities lawyers and have your questions answered by those who practice in this area every day. The program content is suitable for both experienced professionals looking to expand and refresh their knowledge, as well as newer practitioners building a critical foundation in this demanding regulatory environment.

What you’ll learn

A comparison between U.S. and Canadian securities law

The role, composition, organization and division of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)

What Canadian issuers need to know about private placement techniques

Registration of public offerings and form requirements

Mergers and acquisitions considerations in the context of U.S. corporate and securities law

Responsibilities of Canadian and U.S. counsel in cross-border securities transactions, and interactions between them

Rules and regulations pertaining to securities intermediaries

Recent trends in U.S. securities class action litigation

Overview of recent U.S. enforcement actions

Who Should Attend?

Lawyers practicing in M&A

Lawyers practicing in corporate finance

Lawyers practicing in securities

Lawyers practicing in commercial and securities litigation

Corporate executives

In-house counsel

Government and regulatory professionals

Compliance professionals


Program Chairs

Andrew Foley

Paul, Weiss, Rifkind, Wharton & Garrison LLP (New York)



 View the program brochure and agenda to see what you’ll learn from leading experts.


Recorded: Nov 4, 2021

$795 + Tax

Printable Registration Form

If a downloadable form is required, please contact

“Is financial assistance or funding available?”

As law evolves, we know how important it is to stay up to date. We also understand the financial implications of continuously upgrading your professional skills and knowledge. For more information on available options, including Job Grants, OSAP, please visit:

CPD and Accreditation

OsgoodePD is an accredited provider with the LSO, the Law Society of BC and NY CLE Board. Select your location to view the eligible hours you may claim.

CPD Hours
Contact us for inquiries about other provinces.
Total6h 50m

Are you reporting hours from a previous date?

View our CPD & Accreditation page to see previously calculated hours for this course.

You may also be interested in…

Deeper Learning Opportunities


Are you a law graduate or an executive/senior professional with at least 5 years of specialized experience? Consider a full-time or part-time LLM degree.

Part-time LLMs Full-time LLMs

The Osgoode Certificate

Stay competitive with deep dives into the most critical issues in law. Taught by leading experts and designed for flexible learning, choose from multi-day programs or take courses at your own pace to build towards a certificate.

Explore certificates

Single Course Enrollment

Do you have an LLB/JD? Consider taking a single LLM course for deeper learning in a specific area of practice – all credits will apply towards a Professional LLM.

Explore LLM courses

Frequently Asked Questions

Client and Technical Support

Have questions? Get advice in person, by email or over the phone.