Program Chairs

Joann Sochor

AVP, Corporate Compliance, Sun Life

Kate McGrann

Partner, Crawley MacKewn Brush LLP

The must-attend event for financial services. Get unparalleled access and the opportunity to interact with major regulators and industry leaders including: OSFI, FCAC, CIRO, OPC, OSC/CSA, FSRA and CCIR.

Financial institutions are facing escalating demands and risks to innovate by optimizing the use of rapidly developing technology and need to satisfy evolving regulatory standards and ethical obligations in high-stakes areas including privacy, data, AML, climate and sustainability, and open banking.

Professionals must top-up their knowledge and skills with the latest in law and risk management for creating more sophisticated and adaptive compliance, risk and oversight frameworks and strategies.

Interact and learn from major regulators and industry leaders and stay on top of evolving expectations and industry best practices.

Developed for industry leaders and professionals, this annual OsgoodePD program provides a roadmap to successfully navigate current and anticipated regulatory and legal risk management developments.  In one information-packed day, you will get expert insights, guidance, and proactive tips for managing key changes, obligations, and emerging issues.

*NEW* EVENT NETWORKING LIST FOR THE OCTOBER 8, 2024 PROGRAM – YOU MUST OPT-IN 
Delegates who register for the October 8, 2024, program may opt-in to participate in a voluntary networking list for the event. Check your confirmation email for details, including a link for you to complete a brief consent form to opt-in and to provide your preferred contact details.

Can’t Make the Date? Registration includes 120-day unlimited, online access to the recorded program.

What You’ll Learn

Get critical updates from major regulators and industry associations in Canada’s financial services sector, including pandemic-related impacts, focused on:

  • Banking
  • Securities/investment firms
  • Insurance companies

Regulators’ tips for preparing your organization to adapt to key regulatory changes and evolving expectations

Regulators’ forecasts and insights to prepare your organization for progress within the shifting regulatory framework and anticipated changes, with a focus on key compliance impacts

Strategies for implementing procedural and process-based changes involving judgement-based assessments of business conduct, ethics, and culture to improve your compliance program

Tips for improving your organization’s compliance and risk management efforts with a focus on cybersecurity, consumer consent, portability rights and interoperability obligations, and the strengthening of regulators’ powers and ability to collaborate

Techniques to help you effectively navigate emerging industry issues, risks and trends, including pandemic-related impacts

  • Data, privacy and cybersecurity obligations – including Digital Charter principles impacting compliance
  • Optimizing crucial operational and legal risk management elements in the current climate
  • Driving corporate values while satisfying regulators’ greater focus on ethical standards and integrity culture
  • Applying behavioural economics lessons and insights within your organization
  • Exploring current and emerging technologies and digital solutions to help foster innovation for your organization and customers and meet regulators’ approval

Insights to ready your organization for the future and ongoing uncertainty

Who Should Attend

Professionals working in or with financial institutions, including banking, insurance, securities or investments:

Compliance, risk and privacy

Data ethics, AI/technology and innovations

Governance, operations and quality assurance

Policy and procedures analysts

Portfolio managers, fund and investment managers and securities dealers

Government and regulatory counsel

In-house lawyers, analysts, investigations and enforcement counsel

Private practice lawyers working in financial services

Professionals in a managerial, executive or director position looking to increase their knowledge in financial services compliance or risk management

Faculty

Program Chairs

Joann Sochor

AVP, Corporate Compliance, Sun Life

Kate McGrann

Partner, Crawley MacKewn Brush LLP

Advisory Board

Jasmin Jabri

Compliance Executive

Matthew Scott

Managing Partner, Crawley MacKewn Brush LLP

Instructors

David Parkatti

VP and Chief Compliance Risk Officer, Canadian Western Bank

“The program provided good breadth of content updates with opportunities for deeper discussion. The facilitators and speakers did a good job of making the day's sessions as engaging as could be.”

Register

Oct 8, 2024

NETWORKING LIST FOR THE PROGRAM ON OCTOBER 8, 2024 – YOU MUST OPT-IN 
Delegates who register for the October 8, 2024, program may opt-in to participate in a voluntary networking list for the event. Check your confirmation email for details, including a link for you to complete a brief consent form to opt-in and to provide your preferred contact details

$925 + TAX

Time

Oct 8, 2024
10:00 a.m – 5:00 p.m (ET)

Dec 2, 2024

$925 + TAX

Time

Dec 2, 2024
10:00 a.m – 5:00 p.m (ET)

Printable registration form

If a downloadable form is required, please contact OsgoodePD@osgoode.yorku.ca.

“Is financial assistance or funding available?”

As law evolves, we know how important it is to stay up to date. We also understand the financial implications of continuously upgrading your professional skills and knowledge. For more information on available options, including Job Grants, OSAP, please visit:

CPD and Accreditation

Please Note

Final CPD accreditation has yet to be confirmed. The hours below are for the 2022 iteration of the program and should be used as an estimate only. Confirmed hours will be available soon.

OsgoodePD is an accredited provider with the LSO, the Law Society of BC and NY CLE Board. Select your location to view the eligible hours you may claim.

CPD Hours
Format
Contact us for inquiries about other provinces.
Substantive 5h 40m
Professionalism1h
EDI20m
Total7h
Substantive 5h 40m
Professionalism1h
EDI20m
Total7h

Are you reporting hours from a previous date?

View our CPD & Accreditation page to see previously calculated hours for this course.

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Frequently Asked Questions

Client and Technical Support

Have questions? Get advice in person, by email or over the phone.

Program content questions

Alexandra Karacsony, Program Lawyer
AKaracsony@osgoode.yorku.ca

Online Technical Requirements

To ensure you do not encounter any issues that will impact or limit your learning experience, please review the following information.