Program Chairs
Joann Sochor
Compliance Executive
Kate McGrann
Partner, Crawley MacKewn Brush LLP
The must-attend event for financial services. Get unparalleled access and the opportunity to interact with major regulators and industry leaders including: FCAC, CIRO, CCIR, AMF, OPC, OSC/CSA and FSRA.
Financial institutions are facing escalating demands and risks to innovate by optimizing the use of rapidly developing technology and need to satisfy evolving regulatory standards and ethical obligations in high-stakes areas including privacy, data, AML, climate and sustainability, and open banking.
Professionals must top-up their knowledge and skills with the latest in law and risk management for creating more sophisticated and adaptive compliance, risk and oversight frameworks and strategies.
Interact and learn from major regulators and industry leaders and stay on top of evolving expectations and industry best practices.
Developed for industry leaders and professionals, this annual OsgoodePD program provides a roadmap to successfully navigate current and anticipated regulatory and legal risk management developments. In one information-packed day, you will get expert insights, guidance, and proactive tips for managing key changes, obligations, and emerging issues.
*NEW* EVENT NETWORKING LIST FOR THE OCTOBER 22, 2024 PROGRAM – YOU MUST OPT-IN
Delegates who register for the October 22, 2024, program may opt-in to participate in a voluntary networking list for the event. Check your confirmation email for details, including a link for you to complete a brief consent form to opt-in and to provide your preferred contact details.
Can’t Make the Date? Registration includes 120-day unlimited, online access to the recorded program.
What You’ll Learn
Get critical updates from major regulators and industry associations in Canada’s financial services sector, including pandemic-related impacts, focused on:
- Banking
- Securities/investment firms
- Insurance companies
Practical insights and tips to ready your organization for the future and ongoing economic uncertainty
Crucial forecasts and insights to prepare your organization for progress within the shifting regulatory framework and anticipated changes, with a focus on key compliance impacts
Strategies for implementing procedural and process-based changes involving judgement-based assessments of business conduct, ethics, and culture to improve your compliance program
Tips for improving your organization’s strategic compliance and risk management oversight efforts with a focus on consumer consent, data portability rights and interoperability obligations, and the strengthening of regulators’ powers and ability to collaborate
Techniques to help you effectively navigate emerging industry issues, risks and trends, including pandemic-related impacts
- Data, privacy and cybersecurity obligations and risks impacting compliance
- Optimizing crucial operational and legal risk management elements in the current climate
- Driving corporate values while satisfying regulators’ greater focus on ethical standards and integrity culture
- Applying behavioural economics lessons and insights within your organization
- Exploring the use of rapidly changing technologies and digital solutions to foster innovation for your organization and customers and meet regulators’ expectations
Best practices for preparing your organization to adapt to key regulatory changes and evolving expectations, including the new frontier of open banking
Who Should Attend
Professionals working in or with financial institutions, including banking, insurance, securities or investments:
Compliance, risk and privacy
Data ethics, AI/technology and innovations
Governance, operations and quality assurance
Policy and procedures analysts
Portfolio managers, fund and investment managers and securities dealers
Government and regulatory counsel
In-house lawyers, analysts, investigations and enforcement counsel
Private practice lawyers working in financial services
Professionals in a managerial, executive or director position looking to increase their knowledge in financial services compliance or risk management
Faculty
Program Chairs
Kate McGrann
Partner, Crawley MacKewn Brush LLP
Joann Sochor
Compliance Executive
Advisory Board
Jasmin Jabri
Compliance Executive
Matthew Scott
Managing Partner, Crawley MacKewn Brush LLP
Instructors
David Parkatti
VP and Chief Compliance Risk Officer, Canadian Western Bank
“The program provided good breadth of content updates with opportunities for deeper discussion. The facilitators and speakers did a good job of making the day's sessions as engaging as could be.”
Agenda
Chairs’ Welcome and Opening Remarks (9:00 a.m ET)
Lunch Break and Networking (12:20 p.m. ET)
Break (3:15 p.m. ET)
Program Concludes (5:00 p.m. ET)
Register
Dec 2, 2024
Registration for this program is now closed.
$925 + TAX
Time
9:00 a.m – 5:00 p.m (ET)
Printable registration form
If a downloadable form is required, please contact OsgoodePD@osgoode.yorku.ca.
“Is financial assistance or funding available?”
As law evolves, we know how important it is to stay up to date. We also understand the financial implications of continuously upgrading your professional skills and knowledge. For more information on available options, including Job Grants, OSAP, please visit:
CPD and Accreditation
OsgoodePD is an accredited provider with the LSO, the Law Society of BC and NY CLE Board. Select your location to view the eligible hours you may claim.
Substantive | 5h 30m |
---|---|
Professionalism | 1h |
EDI | 20m |
Total | 6h 50m |
Substantive | 5h 30m |
---|---|
Professionalism | 1h |
EDI | 20m |
Total | 6h 50m |
Substantive | 5h 30m |
---|---|
Professionalism | 1h |
EDI | 20m |
Total | 6h 50m |
LAWPRO Risk Management Credit | Yes |
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LAWPRO Risk Management Credit | Yes |
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LAWPRO Risk Management Credit | Yes |
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Are you reporting hours from a previous date?
View our CPD & Accreditation page to see previously calculated hours for this course.
LAWPRO
This program is approved for LAWPRO Risk Management Credit.
Deeper Learning Opportunities
LLMs
Are you a law graduate or an executive/senior professional with at least 5 years of specialized experience? Consider a full-time or part-time LLM degree.
Part-time LLMs Full-time LLMsThe Osgoode Certificate
Stay competitive with deep dives into the most critical issues in law. Taught by leading experts and designed for flexible learning, choose from multi-day programs or take courses at your own pace to build towards a certificate.
Explore certificatesSingle Course Enrollment
Do you have an LLB/JD? Consider taking a single LLM course for deeper learning in a specific area of practice – all credits will apply towards a Professional LLM.
Explore LLM coursesFrequently Asked Questions
Client and Technical Support
Have questions? Get advice in person, by email or over the phone.
Program content questions
Alexandra Karacsony, Program Lawyer
AKaracsony@osgoode.yorku.ca
Registration questions
Technical support
Online Technical Requirements
To ensure you do not encounter any issues that will impact or limit your learning experience, please review the following information.